ComplyLens

Most firms can show a regulator a risk assessment. Very few can show what it is connected to — which obligation, which control, which policy, and what changed since. ComplyLens is where that connection lives.

We enable firms to move beyond spreadsheet-based processes and build structured, defensible, and continuously evolving risk management frameworks.

Our platform combines risk assessments, regulatory intelligence, horizon scanning, policy management, and regulatory change management in a single solution.

Risk Assessment Platform

Supports a broad range of regulatory risk assessments, including:

• Market Abuse Risk Assessments (MARA)

• Financial Crime Business Wide Risk Assessments (BWRA)

• Enterprise Fraud Risk Assessments (EFRA)

• MiFID II RTS 6 Algorithmic Trading Self-Assessments (ATSA)

• Compliance Risk Assessments covering areas such as Non-Financial Misconduct, Regulatory Reporting, Record Keeping, Conflicts of Interest, Regulatory Perimeter, Conduct Risk and other obligations.

Regulatory Intelligence

Our AI-powered Regulatory Intelligence capability continuously monitors enforcement actions and regulatory guidance from regulators globally.

By combining horizon scanning with structured risk taxonomies, ComplyLens helps firms identify emerging risks, understand regulatory expectations and maintain risk-based compliance programmes.

Policy & Regulatory Change Management

Helps firms track regulatory developments, assess business impact, manage regulatory change programmes, maintain policy inventories, and link policies, risks and controls through a clear audit trail.

Risk Assessment as a Service (RAaaS)

Our specialists can execute the entire risk assessment process on behalf of clients, delivering a fully configured risk and control framework within the ComplyLens platform for ongoing management and continuous improvement.

Our Vision

Every firm can show not just its risk assessments, but what they are connected to.

Ankur.Mehta@ComplyLens.com